The percentage of investors mixing DIY and professional advice has risen by about 10% over the past five years, the survey found, while those who are strictly DIY with zero outside help is off 8% over ...

Raymond James is facing a lawsuit from dozens of investors accusing the firm of failing to warn them and regulators about one of its former financial advisors in Jacksonville, Florida.

LPL Financial and one of its newest financial advisors are facing a lawsuit alleging misappropriation and misuse of confidential information. La Jolla, California–based Canter Strategic Wealth ...